Topics

06.04.2015 Suspension [Ashe County]

September 10, 2015

On August 5, 2015, the North Carolina State Bar conducted a random procedural audit of John Johnston’s trust accounts.  The audit revealed several problems highlighting Johnston’s failure to maintain and document his trust account as specified in Rules of Professional Conduct 1.15-1, 1.15-2, and 1.15-3.  Johnston had been previously audited in 1989 and 2003, and both revealed similar violations. Johnston also employed a nonlawyer assistant in 2006, who later misappropriated over $10,000 [...]

06.02.2015 Disbarment [Vance County]

September 10, 2015

Sir-Christopher Anderson was disbarred June 2015.  Beginning in 2013, Anderson misappropriated entrusted funds he received for the benefit of multiple clients, provided dishonest responses to the North Carolina Bar during an investigation, failed to properly maintain proper client ledgers, failed to perform quarterly or monthly reconciliations of accounts, and failed to resolve mandatory membership requirements.  In response to Anderson’s actions, the North Carolina Bar suspended his [...]

05.18.2015 Disbarment [Lincoln County]

September 10, 2015

Peter C. Capece was disbarred in May 2015 after misappropriating client funds for six years.  Between 2009 and February 2015, Capece misappropriated at least $1,584,905.51 from funds entrusted to him in his fiduciary capacities.  In doing so, Capece violated Rule 1.15-2(j).  His conduct also constituted criminal acts reflecting adversely on his fitness as a lawyer in violation of Rule 8.4(b) and conduct involving dishonesty, fraud, deceit or misrepresentation in violation of Rule 8.4(c). [...]

Representing One Spouse on Domestic and Estate Matters after Representing Both Spouses Jointly [Proposed 2015 Formal Ethics Opinion 8]

September 7, 2015

View the Proposed Ethics Opinion in Full Here. The NC Bar received inquiries about representing individual spouse on certain matters, when the lawyer has previously represented both spouses jointly in other legal matters.  As the opinion mentions, there are many areas of law in which a lawyer can, and often does, represent spouses jointly—preparation of reciprocal wills, closing on the purchase of the martial home, or creation of a corporation for a family-owned business.  Thus, the [...]

2015 Formal Ethics Opinion 7: Prior Business Relationships Permit In-Person Solicitation

September 7, 2015

View the Formal Ethics Opinion in Full Here. The North Carolina State Bar received a request for an interpretation of Rule 7.3(a) in regards to prior professional relationships.  Generally, Rules 7.3(a) states that lawyers are prohibited from soliciting professional employment from a potential client in-person, by live telephone, or through real-time electronic contact.  However, Rule 7.3(a) contains several exceptions, including a prior professional relationship, which permits the lawyer to [...]

A policy for inclusion or compelled speech?

August 31, 2015

The University of Tennessee sent a memo to its students and faculty requesting that everyone use inclusive pronouns when referring to students, instead of traditional binary pronouns. [...]

The Cake is Not a Lie

August 24, 2015

Religious freedom is not an excuse for discrimination, says the Colorado Court of Appeals. [...]

2015 Formal Ethics Opinion 6: Lawyer’s Professional Responsibility When Third Party Steals Funds from Trust Account

August 18, 2015

View the Formal Ethics Opinion in Full Here. At its October 23, 2015 meeting, the North Carolina State Bar adopted Proposed FEO 6 which addressed several inquiries regarding the professional responsibility of a lawyer when funds are stolen from a lawyer’s trust account by a third party not employed or supervised by the lawyer.  Generally, this opinion rules that the lawyer will not be professionally responsible for replacing funds stolen from the trust account, so long as the lawyer was [...]

2015 Formal Ethics Opinion 4: Disclosing Potential Malpractice to a Client

August 18, 2015

View the Proposed Ethics Opinion in Full Here. The North Carolina State Bar voted to formalize Proposed 2015 Formal Ethics Opinion 4 at its meeting on July 17, 2015. Formal Ethics Opinion 2015 FEO 4 rules that due to the seriousness of professional malpractice potential on a client’s case and well-being, the duty to disclose whether an error might constitute legal malpractice depends on where it falls on a spectrum of the duty to keep the client reasonable informed about his legal matter [...]
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